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Compliance / Regulatory, In-house Legal, Other
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1-30 of 458 Jobs Company Location Date
Compliance Officer III
BNY Mellon Asset Manageme...
Salary: negotiable
USA-CT-Norwalk 30 Jul
EACM Advisors LLC is a leading investment advisory firm specializing in multi-manager investment programs for institutional a...
Chief Compliance Officer
BNY Mellon Asset Manageme...
Salary: negotiable
USA-PA-Pittsburgh 30 Jul
CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money market investm...
Compliance Associate
BNY Mellon Asset Manageme...
Salary: Market Rate
USA-CA-San Francisco 30 Jul
The Compliance Associate is responsible for senior level day-to-day compliance issues within the subsidiary. Complete all ap...
Surveillance Analyst/ Compliance - Information barriers surveillance
Comprehensive Recruiting
Salary: $ OPEN
USA-NY-New York City 30 Jul
Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.
Assistant Compliance Manager - Anti Money Laundering
Morgan McKinley
Salary: £25 - £30 per...
UK-London 30 Jul
An excellent opportunity has arisen for an experienced Anti Money Laundering Assistant Compliance Manager to join a well resp...
Compliance Officer
Comprehensive Recruiting
Salary: Outstanding compensation...
USA-NY-New York City 30 Jul
Our client is looking to add a Compliance Officer to their team that will be responsible for providing daily advisory service...
Quantitative Analyst / Surveillance Strategies
Comprehensive Recruiting
Salary: Outstanding compensation,...
USA-NY-New York City 30 Jul
Global financial firm is looking for an experienced Quantitative Analyst to join their Surveillance Strategies Group.
Compliance Monitoring Analyst
Morgan McKinley
Salary: £170 - £190 p...
UK-London 30 Jul
This role involves working with the Central Compliance Monitoring and Surveillance Team to assist with the delivery of the ri...
Compliance Director
Morgan McKinley
Salary: NA
UK-London 30 Jul
.
Transaction Manager
Austin Benn
Salary: c£70k + bonus and b...
UK-London 30 Jul
Leading European Investment Bank has an exciting opportunity to join a newly established Transaction Management team within G...
VP Bank Regulatory Compliance Officer
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
USA-NY-New York City 30 Jul
Supporting the Regulatory Compliance & Supervision of an international investment bank
NYSE Supervisory Analyst
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
USA-NY-New York City 30 Jul
Senior position supporting the equity research business of a global investment bank.
SENIOR COMPLIANCE MANAGER – MONITORING (M/F)
Robert Half SARL Luxembou...
Salary: /
Luxembourg 30 Jul
Our client is one of the biggest asset managers world wide with a diverse range of in-house funds in all asset classes. Solid...
Associate Director, Compliance
WMRC
Salary: Excellent remuneration
Singapore 30 Jul
Reporting to the Head of Compliance, you will discharge the (Compliance Officer) accountabilities set out in the Handbook by...
Contracts and Subcontracts Sr Manager - Frederick, MD
Computer Sciences Corpora...
Salary: Market
USA-MD-Frederick 30 Jul
Essential Job Functions * Oversees the contract life cycle for mid-market and large contracts. Reviews and interprets contrac...
Project Control Sr Manager
Computer Sciences Corpora...
Salary: Market
USA-MD-Bowie 30 Jul
The successful candidate will support NASA, NOAA, EPA, DOC, and EEOC customers for the Business Services Division within Civi...
Finance Manager
Computer Sciences Corpora...
Salary: Market
USA-TX-Fort Worth 30 Jul
Essential Job Functions * Preparation and maintenance to ATG Home Office and CAS segment disclosure statements * Maintain ATG...
Financial Analyst
Computer Sciences Corpora...
Salary: Market
USA-VA-McLean/Arlington 30 Jul
The Opportunity: CSC ([1]www.csc.com), one of the world's most innovative and successful IT services firms, is looking for ca...
Accountant Professional
Computer Sciences Corpora...
Salary: Market
USA-VA-McLean/Arlington 30 Jul
Job Summary The qualified candidate will prepare, analyze and review monthly and ad hoc reports from the accounting and ancil...
Financial Sr Professional
Computer Sciences Corpora...
Salary: Market
USA-VA-Vienna 30 Jul
CSC's Corporate Accounting Department in Sterling, VA is searching for a Sr. Financial Professional. Essential Job Functions...
Financial Analyst for a Fortune 150 Company
Computer Sciences Corpora...
Salary: Market
USA-TX-Austin 30 Jul
CSC is recruiting for a highly visible Financial Analyst to support the CSC IT organization. Prepares complex studies, report...
AVP-Compliance
Moody's Corporation
Salary: Not Specified
USA-NY-New York City 30 Jul


Responsibilities



Moody's Compliance Department operates globally and covers MIS, MA and MC...
Reporting Design- Senior Compliance Officer
Citi
Salary: not disclosed
USA-NY-New York City 30 Jul
See job description below
Reporting Design & Aggregation- Compliance Director
Citi
Salary: not disclosed
USA-NY-New York City 30 Jul
See job description below
Data Analytics- Compliance Officer
Citi
Salary: not disclosed
USA-NY-New York City 30 Jul
See job description below
Data Analytics- Senior Compliance Officer
Citi
Salary: not disclosed
USA-NY-New York City 30 Jul
See job description below
Senior Compliance Officer-AML
Citi
Salary: not disclosed
USA-NY-New York City 30 Jul
See job description below
Compliance
Mirage Recruitment Limite...
Salary: Very competitive plus bon...
UK-London 30 Jul
A Market leading well established multistrat Investment House is looking to strengthen its international compliance team. If...
Lawyer Structured Finance / Project Finance
European Investment Bank
Salary: Attractive terms of emplo...
Luxembourg 30 Jul
The candidates should preferably be qualified in Polish law and also in common law.
Operational Risk Controller
Joslin Rowe Accountancy
Salary: £40-70k
UK-London 30 Jul
An Operational Risk Manager is currently sought by our client, a leading financial services group and the pre-eminent investm...
Jobs: Compliance / Legal (1-30 of 458 Jobs)
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