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Hong Kong - Director, Compliance - Trading Advisory
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Macquarie
Salary: Information not provided
|
Hong Kong SAR |
21 Mar |
| A challenging, valued and visible role, with Hong Kong and regional compliance responsibilities for Macquarie's securities bu... |
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Control Room Executive - Hong Kong
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Macquarie
Salary: Information not provided
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Hong Kong SAR |
21 Mar |
| We are currently seeking an Executive for our Compliance Infrastructure/Control Room within the centralised Risk Management G... |
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Compliance Associate- Macquarie Securities
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
21 Mar |
| We are currently seeking a Compliance Associate in our New York office. |
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In-house Lawyer - Wealth Management
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Macquarie
Salary: Information not provided
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Australia-Sydney |
21 Mar |
| Be responsible for providing support to Macquarie's retail wealth management, stockbroking, advice & direct distribution busi... |
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Compliance and Risk Manager - Merchant Services
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Macquarie
Salary: Information not provided
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Australia-Sydney |
21 Mar |
| New role for payments expert in our product team. You will have experience with card schemes, payment industry entities and g... |
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Compliance Control Room Manager - Sydney
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Macquarie
Salary: Information not provided
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Australia-Sydney |
21 Mar |
| An excellent compliance opportunity offering exposure to a diverse range of investment banking activities across the Macquari... |
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Senior Manager Compliance
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National Australia Bank
Salary: TBA
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Australia-Melbourne |
21 Mar |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
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Senior Risk Manager
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Nexus Partners, LLC
Salary: Commensurate with Experie...
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USA-CT-Hartford |
20 Mar |
| Our client provides a flat management structure along with the latitude to work autonomously. The successful candidate will c... |
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Senior Compliance Officer (ECM)
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Ardent Emerging Markets
Salary: Competitive
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Hong Kong SAR |
20 Mar |
| Leading International Investment Bank is seeking an experienced ECM compliance professional to join its team. |
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Internal Auditor (Corporate / Wholesale Bank)
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Robert Half Singapore
Salary: Competitive
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Singapore |
20 Mar |
| Auditor Opportunity with an investment bank. |
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Senior Compliance Officer - Retail Fixed Income Business
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Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
19 Mar |
| See job description below |
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Senior Futures Compliance Officer
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
19 Mar |
| See job description below |
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Vice President, Enhanced Due Diligence Unit
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
19 Mar |
| See job description below |
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Vice President, Bank AML Group
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Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
19 Mar |
| See job description below |
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Director- Compliance Risk
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
19 Mar |
| Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team. This team is... |
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DEBT CAPITAL MARKETS
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Not Disclosed
Salary: Base plus bonus
|
USA-NY-New York City |
19 Mar |
| Our client, a Global Investment Bank is looking to add some layers to its Debt Capital Markets Compliance Team.
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9 New Compliance Positions Nationwide
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The Compliance Search Gro...
Salary: Upon Experience
|
USA-NY-New York City |
19 Mar |
| The Compliance Search Group is currently seeking professionals nationwide for numerous open positions. To be considered for... |
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Fixed Income Compliance Officer
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
USA-NY-New York City |
19 Mar |
| Senior compliance position supporting a leading investment bank. |
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Financial Planner/IFA
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Citifocus
Salary: £Negotiable
|
UK-London |
19 Mar |
| Several opportunities exist for FPC (preferably AFPC) qualified individuals with a strong knowledge of a wide range of financ... |
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Compliance Officer Global Banking
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Eames Consulting
Salary: Market Rate
|
UK-London |
19 Mar |
| My Client is a leading global investment bank. |
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Regulatory Operations – Reporting Team Leader
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Aston Carter
Salary: Very Competitive
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UK-London |
19 Mar |
| This client, a hugely successful global investment bank, is currently recruiting for a Reporting Team Leader for their Regula... |
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Client On-Boarding (KYC) Analyst
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Austin Benn
Salary: £180 / day
|
UK-London |
19 Mar |
| Leading Investment Bank has an opportunity to join its Client Due Diligence and On-Boarding team. |
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Boutique Regulatory Consultancy
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Piedmont Ltd
Salary: attractive
|
UK-London |
19 Mar |
| My client is a well established and very successful boutique-sized regulatory consultancy. It seeks to appoint a small number... |
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Compliance Associate – Terra Nova Financial
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Not Disclosed
Salary: Competitive
|
USA-IL-Chicago |
19 Mar |
| Our client, Terra Nova Financial, LLC is a specialized financial services firm focused on supporting trading professionals.... |
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Senior Manager Regulatory Change
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JCW Search
Salary: £65,000 - £100,000
|
UK-London |
19 Mar |
| FTSE 100 organisation- Permanent position - Interviews available at short notice - Based within corporate markets (releveant... |
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Ruglatory Consultant
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JCW Search
Salary: £40,000 - £80,000
|
UK-London |
19 Mar |
| Global Consulting Firm - Compliance consulting in disciplines of Retail, Wholesale, Insurance and Payment Regulation require... |
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Mortgage Fraud Analyst
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Fannie Mae
Salary: Mortgage Fraud Analyst
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USA-DC-Washington/Metro |
19 Mar |
| Mortgage Fraud Analyst |
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VP - Credit Compliance
|
McGregor Boyall
Salary: £Excellent
|
UK-London |
19 Mar |
| A leading Global Investment Bank require a VP Credit Compliance Officer to join the London team. The role will sit within the... |
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Senior Commercial Lawyer
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Eurofin Services SA
Salary: Competitive
|
Switzerland-Romandy - Geneva |
19 Mar |
| Eurofin Services SA is an international financial services provider based in Lausanne, Switzerland. We operate an open platfo... |
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Contract Manager
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personal accounts deliver...
Salary: Market Rate
|
UK-London |
19 Mar |
| The Contract Manager is responsible for managing the pensions administration contractr ensuring that PADA’s contractual respo... |
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